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Trade Sentry redefines the meaning of a "regular and rigorous" review of order handling. In every respect, it is superior to "overnight" systems currently in use.

Trade Sentry Delivers:

  • Both real-time and end-of-day compliance reports
  • 11Ac1-5 and 11Ac1-6 table, updated in real-time
  • Time and sales information integrated with each exception report
  • User friendly, intuitive database interfaces and reports
  • A unified compliance tool for analyzing listed and NASDAQ equities AND options
  • The ability to make same day price corrections where deserved
  • Cost savings on more timely price corrections
  • Dramatically lowered regulatory risks



 
Integrated time and sales data with each exception

info@qualityofexecution.com | 212.757.6824 or 800.686.1608 | © 2002 QualityofExecution, LLC.